FINRA Awards for Oppenheimer & Co. Inc.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01484	04/04/2018	Claimant(s): Euro Pacific Capital. Claimant Lawyers(s): Rachael Kierych Respondent(s): Oppenheimer & Co. Inc. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Robert J. Kheel, Jack Friedman, Jerry M. Greenspan Hearing Site: New York, NY