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FINRA Awards for Robert Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0019408/22/2014Claimant(s): James Nagengast, Kevin Miller
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): Robert G. Scott, Thomas J. Pleiss, Verne R. Gray
Hearing Site: Omaha, NE

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