Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00554 | 05/12/2016 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Wells Fargo Advisors, David Kinnear Respondent Lawyers(s): Gary I. Blackman Arbitrator(s): G. Gale Roberson, Robert J. Larson, Rody P. Biggert Hearing Site: Chicago, IL | ||
| 11-02018 | 05/10/2012 | Claimant(s): Charles Echemuna Claimant Lawyers(s): Charles Echeumuna Respondent(s): GWFS Equities. Respondent Lawyers(s): Robert M. Little Arbitrator(s): Peter Ordower, Jeffrey W. Finke, Robert J. Larson Hearing Site: Chicago, IL | ||
| 07-00366 | 02/11/2009 | Claimant(s): Griffin, Kubik, Stephens & Thompson Claimant Lawyers(s): Steven P. Gomberg Respondent(s): James Kubik, Jill Rottman, John Tofilon, Kent Atkinson, Morgan Stanley DW Inc., Maria Tornga Respondent Lawyers(s): Christopher M. Burky, Howard B. Iwrey, Steven P. Gomberg Arbitrator(s): Jerome F. Crotty, Robert J. Larson, Mitchell Lee Marinello Hearing Site: Chicago, IL |