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FINRA Awards for Mark Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0035608/20/2020Claimant(s): Mark Williams
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
13-0210311/05/2014Claimant(s): Mark Williams
Claimant Lawyers(s): Douglas K. Gartenlaub
Respondent(s): G. Thornhill
Respondent Lawyers(s): Brian F. Mumford
Arbitrator(s): A.J. Seier, Theodore Haynes, David Edwin Link
Hearing Site: Orlando, FL

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