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FINRA Awards for Sean M. Daly

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0605101/16/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Sean Daly
Respondent Lawyers(s): Sean M. Daly
Arbitrator(s): Linda S. Cole, Joshua Mark Zucker, Renee La Verne Ross CFP
Hearing Site: New York, NY

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