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FINRA Awards for Richard Steven Pollack

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0265610/02/2024Claimant(s): Rodger Thomas
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): NewBridge Securities Corp., National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes, Rick Slavik
Arbitrator(s): Edith M. Novack, Richard Steven Pollack, Kevin K Walsh
Hearing Site: Jersey City, NJ

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