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FINRA Awards for Catherine M. Gallagher

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0366908/14/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): David Hume
Respondent Lawyers(s): John E. Sutherland
Arbitrator(s): Catherine M. Gallagher
Hearing Site: Boston, MA
17-0131003/05/2018Claimant(s): Christopher Metcalf, Jeffrey Cole
Claimant Lawyers(s): David Erez Dobin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Marissa A. Santangelo, Edward W. Morris, Catherine M. Gallagher
Hearing Site: Hartford, CT

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