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FINRA Awards for Kevin Mercer

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0213101/28/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Kevin Mercer
Respondent Lawyers(s): Kevin Mercer
Arbitrator(s): Mary Lou McGanney
Hearing Site: New York, NY

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