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FINRA Awards for Stephen L. Morgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0114508/10/2016Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Gerald Burns
Respondent(s): Christian Harkness
Respondent Lawyers(s): Stephen L. Morgan
Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Laura Anne Lamberg
Hearing Site: Milwaukee, WI

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