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FINRA Awards for F. Chet Taylor

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0002412/14/2020Claimant(s): Deborah Sandeno
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): The Oak Ridge Financial Services Group,
Respondent Lawyers(s): Lisa M. Lamm Bachman
Arbitrator(s): Phyllis Karasov, Paul J. Hennen, Frank Abramson
Hearing Site: Minneapolis, MN
19-0137708/05/2020Claimant(s): Gary Gilbert
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle
Arbitrator(s): Frederick Ramos, Robert Drae Venters, Steven Mark Bell
Hearing Site: Minneapolis, MN
19-0234506/01/2020Claimant(s): Jay Thorp
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Phyllis Karasov, Grant D. Sanders, Buffie Ann Blesi
Hearing Site: Minneapolis, MN

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