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FINRA Awards for David Schrohe

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0056507/25/2013Claimant(s): David Schrohe
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Francis X. Dee
Arbitrator(s): Sanford S. Stevens, Arthur H. Sobel, Roger L Gavan
Hearing Site: New York, NY

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