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FINRA Awards for James E. Morgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0222803/23/2018Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James E. Morgan
Respondent(s): Kenneth Tyrrell
Respondent Lawyers(s): Jeffrey F. Robertson
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC

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