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FINRA Awards for Donald F. Novell

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0382701/18/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): Donald Novell
Respondent Lawyers(s): Donald F. Novell
Arbitrator(s): Randy R. Freedman
Hearing Site: Boca Raton, FL

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