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FINRA Awards for Christopher Coulter

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0056406/26/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Christopher Coulter
Respondent Lawyers(s): Christopher Kevin Coulter
Arbitrator(s): William M. Azkoul
Hearing Site: St. Louis, MO
11-0025305/29/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Christopher Coulter
Respondent Lawyers(s): Jonathan C. Andresen
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX

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