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FINRA Awards for George King

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0024606/13/2019Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Jacob Williams
Respondent Lawyers(s): Jacob Samuel Williams
Arbitrator(s): George King
Hearing Site: San Francisco, CA
18-0000306/20/2018Claimant(s): Securities America.
Claimant Lawyers(s): Chad Weaver
Respondent(s): Timothy Ballard
Respondent Lawyers(s): Timothy David Ballard
Arbitrator(s): George King
Hearing Site: San Francisco, CA
08-0390008/11/2009Claimant(s): Gina D'Alessandro
Claimant Lawyers(s): Gina T. D'Alessandro
Respondent(s): Atel Securities Corporation
Respondent Lawyers(s): Stewart H. Foreman
Arbitrator(s): William Ziering, Marvin G. Breen, George King
Hearing Site: San Francisco, CA

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