Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02747 | 05/21/2013 | Claimant(s): Timothy Gautney, Aura Asset Management., Aura Financial Services. Claimant Lawyers(s): John G Dana Respondent(s): James Webb, Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb, Ronald M. Amato Arbitrator(s): Lita S Menkin, Cherie J. Jolly, Charles M. Thompson Hearing Site: Birmingham, AL | ||
| 07-01210 | 11/18/2008 | Claimant(s): Aura Financial Services. Claimant Lawyers(s): David H. Lichter Respondent(s): Dipin Mala, Eric Blum, Harsh Jayaswal, Irving Burstein, Ivan Angulo, Kamlesh Lalwani, Nitin Bahirwani, Niyukt Bhasin, Rohit Khemka, Sandeep Singh, Shondeep Balchandani, Sidhar Dhawan, Timothy Gautney, NSM Securities. Respondent Lawyers(s): David H. Lichter, Harry J. Delagrammatikas Arbitrator(s): Hearing Site: Boca Raton, FL |