FINRA Awards for Alexander L. Mazour

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-02447	11/01/2013	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael West Respondent(s): Sara Reed Respondent Lawyers(s): Irwin Stein Arbitrator(s): Alexander L. Mazour, Kathryn J. Toronto, Jonathan H. Krotinger Hearing Site: San Francisco, CA		Expungement
13-00340	09/20/2013	Claimant(s): Rachael Konz Claimant Lawyers(s): Kenneth C. Mennemeier Respondent(s): Marlene Wade Respondent Lawyers(s): John M. Goralka Arbitrator(s): Alexander L. Mazour, Linda M. McCoy, Michael J. Fish Hearing Site: San Francisco, CA		Expungement
07-02582	08/26/2009	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Eun-Joo Chang Respondent Lawyers(s): Ekwan E. Rhow Arbitrator(s): Alexander L. Mazour, Carol Ann Jensen, Daniel M. Yamshon Hearing Site: San Francisco, CA
06-04188	01/30/2008	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Jeffrey Arburn Respondent Lawyers(s): Jeffrey Arburn Arbitrator(s): Alexander L. Mazour, Gary A. Hooker, Christopher W. Allick Hearing Site: San Francisco, CA