FINRA Awards for Tiaa-Cref Individual & Institutional Ser

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02886	02/07/2017	Claimant(s): Ralph Janitell Claimant Lawyers(s): Ralph David Janitell Respondent(s): Tiaa-Cref Individual & Institutional Ser Respondent Lawyers(s): Cora E. MacLean Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
08-00921	12/23/2008	Claimant(s): James Derosa Claimant Lawyers(s): Edward F. Broderick Respondent(s): Tiaa-Cref Individual & Institutional Ser Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Richard W Berenger, Madelyn A. Levy, Karl Bosch Hearing Site: New York, NY