FINRA Awards for Stanley Brooks

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01598	12/26/2013	Claimant(s): Stanley Brooks, Brookstreet Securities Corporation, Brooks Family Trust Claimant Lawyers(s): H Thomas Fehn Respondent(s): National Financial Services LLC Respondent Lawyers(s): Jason S. Pinney Arbitrator(s): Robert Bruce MacDonald, Karen L. Gold, David L. Maislen Hearing Site: Los Angeles, CA
09-01995	03/30/2010	Claimant(s): Karen Hankinson Claimant Lawyers(s): Karen R. Hankinson Respondent(s): Kathleen Mcpherson, Kenneth Brown, Russell Riccobono, Scott Brooks, Stanley Brooks, Steve Skytte, Brookstreet Securities Corporation Respondent Lawyers(s): Donald E. Hemke, H. Thomas Fehn, Kathleen Margaret McPherson, Russell Robert Riccobono, Steve Skytte Arbitrator(s): Thomas H. McAvoy, Michael D. Hamilton, Laurent Taylor Hearing Site: Tampa, FL
07-02555	02/24/2009	Claimant(s): Michael Fangman Claimant Lawyers(s): Liam O'Brien Respondent(s): National Financial Services LLC, Stanley Brooks, Brookstreet Securities Corporation Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn, Stanley C. Brooks Arbitrator(s): Franklin Geerdes, Virginia H. Gaburo, Robert E. Witt Hearing Site: San Diego, CA