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FINRA Awards for John F. Hanzel

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0086802/04/2010Claimant(s): Robert Klein
Claimant Lawyers(s): John F. Hanzel
Respondent(s): TIAA-CREF
Respondent Lawyers(s): Felicia Washington
Arbitrator(s): Thomas W. Steed
Hearing Site: Charlotte, NC
05-0566002/19/2008Claimant(s): AIG Financial Advisors.
Claimant Lawyers(s): Abby Henig
Respondent(s): Allen Darby
Respondent Lawyers(s): John F. Hanzel
Arbitrator(s): David P. McDuffee, John D. Robb, Michael C. Wittenberg, CPF, CLU, ChFC
Hearing Site: Charlotte, NC

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