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FINRA Awards for Carlos Bobonis-Gonzalez

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0299812/24/2018Claimant(s): Guillermo Machuca
Claimant Lawyers(s): Enrique J. Mendoza Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Barth Satuloff, Oscar Enrique Cullen, Zelma B. Davila
Hearing Site: San Juan, PR
15-0186508/21/2017Claimant(s): Carlos Capacete
Claimant Lawyers(s): Judith Berkan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Christopher J. Klein, Jaime Rosario, Rafael Maldonado Perez
Hearing Site: San Juan, PR
08-0015809/03/2009Claimant(s): Nilmaris Cardona
Claimant Lawyers(s): Paul Vilaro Nelms
Respondent(s): David Lugo Sanchez, UBS Financial Services Incorporated of P
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Robert H. Putnam, Alan B. Goldstein, Edward Arthur Horton
Hearing Site: San Juan, PR

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