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FINRA Awards for Katy L. Sheppard

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0323104/19/2012Claimant(s): Esposito Securities
Claimant Lawyers(s): Katy L. Sheppard
Respondent(s): Stephen Capurso
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Daniel A. Kile, Richard C. Corse, Joseph G. Werner
Hearing Site: Dallas, TX

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