FINRA Awards for Jonathan W. Evans

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02726	10/13/2017	Claimant(s): UBS Financial Services Inc., Mark Fasano Claimant Lawyers(s): Michael T. West Respondent(s): Alex Lindig, Andrew Heringman, Elena Macedonio, Garrett Donahue, Silvia Donahue, Andu Ltd/Lindig Holding, Andu Ltd/Pungus Donahue Holding, Andu Ltd/Pungus Macedonio Holding, Andu Ltd/Pungus/Garrett Donahue Holdi, Andu Ltd/Pungus/Lindig Grandchildren, Andu Ltd.LP/Macedonio Holding, G.P. Pungus, GP Pungus Lindig Account, GP Pungus/General Separate Account, GP Pungus, Ltd., GP Pungus/Donahue Account, GP Pungus/Macedonio Account, GP Pungus/LP Lindig Grandchildren's, Mace Enterprises, Sunwet Enterprises., et al Respondent Lawyers(s): Jonathan W. Evans Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA		Expungement
13-03153	05/29/2014	Claimant(s): John Orcutt, UBS Financial Services Inc., Mark Fasano Claimant Lawyers(s): William McC. Montgomery Respondent(s): Fred Mandell Respondent Lawyers(s): Jonathan W. Evans Arbitrator(s): Herbert Murez, Salvatore A. Sciortino, Constance Ellen Boukidis Hearing Site: Los Angeles, CA		Expungement
06-04407	06/03/2009	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): David H. Smith Respondent(s): David Bryant Respondent Lawyers(s): Jonathan W. Evans Arbitrator(s): Donald T. Meder, Dorothy B. Strackbein, Robert Elman Hearing Site: Los Angeles, CA