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FINRA Awards for Daniel Moniz

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0189803/18/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Daniel Moniz
Respondent Lawyers(s): Daniel J. Moniz
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA

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