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FINRA Awards for Ken Tapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0238109/26/2008Claimant(s): Raymond Filorimo
Claimant Lawyers(s): Delmer C. Gowing
Respondent(s): David Smith, Robert Copus, Intervest International Equities
Respondent Lawyers(s): Melissa D. Hubbard
Arbitrator(s): G. Robert Abrams, Ilisa J. Smukler, Ken Tapman
Hearing Site: Boca Raton, FL

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