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FINRA Awards for Diana Sur

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0087408/16/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Robert Brooks
Respondent Lawyers(s): Robert Jay Brooks
Arbitrator(s): Kathy A. Tatone
Hearing Site: Minneapolis, MN
09-0415012/02/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Jerry Czin
Respondent Lawyers(s): Joseph P. Paranac
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
10-0056509/14/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Christopher Benedict
Respondent Lawyers(s): Christopher N. Benedict
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
08-0330203/05/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Richard Riccio
Respondent Lawyers(s): Richard J. Riccio
Arbitrator(s): Burton M. Fendelman, Linda S. Cole, W. Jeffrey Weinlandt
Hearing Site: New York, NY
09-0224602/25/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Jeffrey Finder
Respondent Lawyers(s): Jeffrey C Finder
Arbitrator(s): Linda R. Alpert
Hearing Site: New York, NY
09-0350512/17/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): David Jeromin
Respondent Lawyers(s): David John Jeromin
Arbitrator(s): Charles E. Farnsworth
Hearing Site: San Francisco, CA
09-0322812/07/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Gerald Chassang
Respondent Lawyers(s): Gerald D. Chassang
Arbitrator(s): Duncan H. Cameron
Hearing Site: Tampa, FL
09-0101310/30/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Adam Lazarus
Respondent Lawyers(s): Adam Robert Lazarus
Arbitrator(s): John B. Morgan
Hearing Site: New York, NY

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