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FINRA Awards for Margaret E. Peper

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0380311/23/2015Claimant(s): Tony Hartman
Claimant Lawyers(s): Margaret E. Peper
Respondent(s): VFG Securities.
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
11-0112606/12/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D Weinreich
Respondent(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez
Respondent Lawyers(s): Margaret E. Peper
Arbitrator(s): Barbara J. Glenns, Romaine L. Gardner, Lynne M. Reid-McQueen
Hearing Site: New York, NY

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