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FINRA Awards for William Stockum

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0120406/16/2022Claimant(s): William Stockum
Claimant Lawyers(s): David I Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey P. Palmer, Omar Perez
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX

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