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FINRA Awards for Roger L. Crossland

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0457211/15/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Jay Korff
Respondent Lawyers(s): Andrea Mobilia
Arbitrator(s): Roger L. Crossland
Hearing Site: Boston, MA
09-0117909/28/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Tricia Landry
Respondent Lawyers(s): Brian D. Rich
Arbitrator(s): Roger L. Crossland, Steven R. Rolnick, Jack B. Golden
Hearing Site: Hartford, CT

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