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FINRA Awards for Richard L. Burstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0442202/24/2009Claimant(s): Dennis Mack
Claimant Lawyers(s): Richard L. Burstein
Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co..
Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers
Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz
Hearing Site: Albany, NY
06-0443802/24/2009Claimant(s): George Mcavoy, Matthew Smith, CP Capital Management.
Claimant Lawyers(s): James Feathersonhaugh
Respondent(s): Dennis Mack, Capital Retirement Solutions
Respondent Lawyers(s): Richard L. Burstein
Arbitrator(s):
Hearing Site: Albany, NY

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