Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
14-01591 | 12/15/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Joseph Rizzo Respondent Lawyers(s): Kevin C. Console Arbitrator(s): Ronald P. Wertheim Hearing Site: Philadelphia, PA | ||
12-04217 | 07/11/2013 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Courtney M. Rogers-Reid Respondent(s): Andrew Woolf Respondent Lawyers(s): A. Wilson Woolf Arbitrator(s): Ronald P. Wertheim Hearing Site: Philadelphia, PA | ||
10-02871 | 07/06/2011 | Claimant(s): Greg Kipple Claimant Lawyers(s): Todd Gutfleisch Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Alan J. Blocher, Ronald P. Wertheim, Jason Thomas Laird Hearing Site: Philadelphia, PA | ||
10-01184 | 03/11/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen Burns Respondent(s): Justin Silberman Respondent Lawyers(s): William Ray Ford Arbitrator(s): Ronald P. Wertheim Hearing Site: Washington, DC |