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FINRA Awards for Whitaker Securities LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0109801/02/2009Claimant(s): George Grafas
Claimant Lawyers(s): Charles Von Simson
Respondent(s): Whitaker Securities LLC
Respondent Lawyers(s): Scott D. Stechman
Arbitrator(s): Judith E. Gross, Alvin Green, Renee S. Rothschild
Hearing Site: New York, NY

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