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FINRA Awards for Kathy Klock

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0056411/18/2019Claimant(s): Interactive Financial Advisors.
Claimant Lawyers(s): James L. Kopecky
Respondent(s): GWN Securities Inc.
Respondent Lawyers(s): Kathy Klock
Arbitrator(s): Theodore W. Wrobleski, Arne R. Rode, John Michael O'Toole
Hearing Site: Chicago, IL

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