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FINRA Awards for Sergio Zanini

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0165206/24/2014Claimant(s): Sergio Zanini
Claimant Lawyers(s): Sherry M. Shore
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Bernard M. Levine, Stephen J. Patti, Michael Jaffe
Hearing Site: New York, NY

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