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FINRA Awards for Barry P. Kaltenbach

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0086511/15/2023Claimant(s): Gery Sadzewicz
Claimant Lawyers(s): Barry P. Kaltenbach
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Raymond P. Buschmann, Sally J. Wiggins, Jacob Gorr
Hearing Site: Chicago, IL

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