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FINRA Awards for George L. Tindall

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0140201/27/2014Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Janet Refoa
Respondent Lawyers(s): Janet Refoa
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
Expungement
06-0384907/10/2009Claimant(s): Barry Ross
Claimant Lawyers(s): Harvey R. Friedman
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Herbert Leslie Greenberg, Michael W. Burnett, George L. Tindall
Hearing Site: Los Angeles, CA
08-0171303/27/2009Claimant(s): Geoffrey Church
Claimant Lawyers(s): Dudley Muth
Respondent(s): James Alexander
Respondent Lawyers(s): James Alexander
Arbitrator(s): Richard J. Stall, George L. Tindall, Bryan L. Herrmann
Hearing Site: Los Angeles, CA

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