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FINRA Awards for Austin Frye

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0083509/13/2019Claimant(s): Austin Frye
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplan
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL

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