Potomac Analytics' Logo

FINRA Awards for Andrew J. Goodman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0227308/10/2021Claimant(s): Thomas Devane
Claimant Lawyers(s): James Halter
Respondent(s): Joseph Gawronski, Vikas Shah, Rosenblatt Securities Inc., Rossoff & Co. LLC
Respondent Lawyers(s): Andrew J. Goodman, Kate E. DiGeronimo
Arbitrator(s): Terrance J. Nolan, Keith Roberts, Clive I. Morrick
Hearing Site: New York, NY
11-0173908/28/2012Claimant(s): Robert DePalo
Claimant Lawyers(s): Andrew J. Goodman
Respondent(s): Joseph Scire, Joyce Scire
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): C. Marcus Harris
Hearing Site: Columbia, SC
Expungement
09-0300511/19/2009Claimant(s): Michael Dortheimer
Claimant Lawyers(s): Michael Dortheimer
Respondent(s): James Conlin, Kabrik Trading LLC
Respondent Lawyers(s): Andrew J. Goodman
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY

3 Results

Display: