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FINRA Awards for Jeffrey R. Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0104112/29/2021Claimant(s): Brian O'Neil
Claimant Lawyers(s): Jeffrey R. Thomas
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Richard M. Reider, Steven Meyrich, Mari C. Bush
Hearing Site: Denver, CO

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