Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03448 | 11/17/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Steven Spitts Respondent Lawyers(s): Steven Craig Spitts Arbitrator(s): James N. D'Orso Hearing Site: San Francisco, CA | ||
| 14-03445 | 08/21/2015 | Claimant(s): Southwest Securities. Claimant Lawyers(s): Richard D. Pullman Respondent(s): Neville Richardson Respondent Lawyers(s): Neville Richardson Arbitrator(s): James N. D'Orso Hearing Site: San Francisco, CA | ||
| 10-04948 | 04/14/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Stephen Baxter Respondent Lawyers(s): Stephen Lee Baxter Arbitrator(s): James N. D'Orso Hearing Site: Honolulu, HI | ||
| 08-00973 | 11/25/2008 | Claimant(s): Sun Li Claimant Lawyers(s): Robert L. Lubin Respondent(s): Jeff Clark Respondent Lawyers(s): Jeff Clark Arbitrator(s): James N. D'Orso, Katherine M. Van Hagan, Anthony G. Sousa Hearing Site: San Francisco, CA |