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FINRA Awards for Andrew Harding

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0005608/09/2019Claimant(s): Andrew Harding
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC

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