Our Staff has compiled our research into a database of FINRA Broker Allegations for James William Forsythe.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James William Forsythe | 1038986 | 6 | 11/26/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| James William Forsythe | 1038986 | 6 | 09/19/2002 | Customer Dispute | Settled | $91,584.00 | $0.00 | See Allegations |