Our Staff has compiled our research into a database of FINRA Broker Allegations for James William Forsythe.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James William Forsythe | 1038986 | 6 | 12/20/2016 | Customer Dispute | Award / Judgment | $2,000,000.00 | $0.00 | See Allegations |
| James William Forsythe | 1038986 | 6 | 11/26/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| James William Forsythe | 1038986 | 6 | 01/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| James William Forsythe | 1038986 | 6 | 02/02/2004 | Customer Dispute | Denied | $205,148.00 | $0.00 | See Allegations |
| James William Forsythe | 1038986 | 6 | 09/19/2002 | Customer Dispute | Settled | $91,584.00 | $0.00 | See Allegations |
| James William Forsythe | 1038986 | 6 | 04/09/1991 | Customer Dispute | Award / Judgment | $1,499,000.00 | $150,000.00 | See Allegations |