Our Staff has compiled our research into a database of FINRA Broker Allegations for James William Forsythe.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
James William Forsythe | 1038986 | 6 | 01/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
James William Forsythe | 1038986 | 6 | 02/02/2004 | Customer Dispute | Denied | $205,148.00 | $0.00 | See Allegations |