Our Staff has compiled our research into a database of FINRA Broker Allegations for James William Forsythe.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James William Forsythe | 1038986 | 6 | 12/20/2016 | Customer Dispute | Award / Judgment | $2,000,000.00 | $0.00 | See Allegations |
| James William Forsythe | 1038986 | 6 | 04/09/1991 | Customer Dispute | Award / Judgment | $1,499,000.00 | $150,000.00 | See Allegations |