Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NUVEEN SECURITIES, LLC | 469 | 333 Advisors Yield Curve Arbitrage Fund LP | 1386947 | 03/03/2010 | D/A | Indefinite | $38,020,000 |
| NUVEEN SECURITIES, LLC | 469 | Tradewinds Global Long/Short Fund LP | 1407700 | 06/03/2010 | D/A | Indefinite | $36,183,153 |
| NUVEEN SECURITIES, LLC | 469 | Winslow Large Cap Growth Portfolio, a portfolio of Winslow Capital Institutional Trust | 1461615 | 04/06/2011 | D/A | Indefinite | $26,195,329 |