Broker-Dealers on SEC Form D for NUVEEN SECURITIES, LLC

Search by Recipient Name or Primary Issuer:

Displaying 10 out of 75 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
NUVEEN SECURITIES, LLC	469	Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment Trust	1400497	06/22/2012	D/A	Indefinite	$2,511,159,781
NUVEEN SECURITIES, LLC	469	U.S. Cities Industrial Fund LP	1803674	07/01/2022	D/A	Indefinite	$1,585,950,000
NUVEEN SECURITIES, LLC	469	U.S. Cities Multifamily Fund LP	1768382	03/09/2023	D/A	Indefinite	$1,514,140,349
NUVEEN SECURITIES, LLC	469	U.S. Cities Multifamily Fund LP	1768382	02/07/2022	D/A	Indefinite	$1,513,315,349
NUVEEN SECURITIES, LLC	469	Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment Trust	1400497	06/14/2011	D/A	Indefinite	$1,285,006,808
NUVEEN SECURITIES, LLC	469	U.S. Cities Multifamily Fund LP	1768382	02/08/2021	D/A	Indefinite	$1,094,815,349
NUVEEN SECURITIES, LLC	469	U.S. Cities Industrial Fund LP	1803674	07/02/2021	D/A	Indefinite	$1,064,000,000
NUVEEN SECURITIES, LLC	469	Nuveen Global Farmland Fund, LP	1792631	01/24/2023	D/A	Indefinite	$1,055,100,000
NUVEEN SECURITIES, LLC	469	Nuveen Global Farmland Fund, LP	1792631	01/26/2022	D/A	Indefinite	$800,600,000
NUVEEN SECURITIES, LLC	469	Nuveen Churchill Direct Lending Corp.	1737924	04/22/2022	D/A	$1,000,000,000	$691,635,329