| NUVEEN SECURITIES, LLC | 469 | CHURCHILL MIDDLE MARKET SENIOR LOAN ACCESS FUND, LP | 1690339 | 02/02/2017 | D | $150,000,000 | $250,000 |
| NUVEEN SECURITIES, LLC | 469 | Winslow Growth Capital Fund II, L.P. | 1753436 | 09/30/2019 | D | $400,000,000 | $0 |
| NUVEEN SECURITIES, LLC | 469 | Winslow Growth Capital Fund II, L.P. | 1753436 | 10/03/2019 | D | $400,000,000 | $0 |
| NUVEEN SECURITIES, LLC | 469 | Nuveen Global Farmland Fund, LP | 1792631 | 11/05/2019 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | U.S. Strategic Industrial Fund II LP | 1843940 | 03/08/2021 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | CASA Partners IX LP | 1853878 | 04/16/2021 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | Nuveen Real Estate U.S. Strategic Alternatives Fund I LP | 1869049 | 06/29/2021 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | Nuveen Real Estate U.S. Strategic Alternatives Fund I Investors LP | 1883498 | 12/21/2021 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | Nuveen Real Estate U.S. Strategic Lab Vehicle LP | 1932953 | 06/13/2022 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | Winslow Growth Capital Fund III, L.P. | 1953997 | 03/30/2023 | D | $500,000,000 | $0 |
