Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARCADIA SECURITIES, LLC | 44656 | KINGSTOWN PARTNERS L.P. | 1458424 | 07/16/2009 | D | Indefinite | $71,500,000 |
| ARCADIA SECURITIES, LLC | 44656 | Hinge Bio, Inc. | 1804959 | 02/27/2020 | D | $19,042,038 | $18,191,739 |
| ARCADIA SECURITIES, LLC | 44656 | Neumentum, Inc. | 1720959 | 10/14/2021 | D | $20,000,000 | $13,300,000 |
| ARCADIA SECURITIES, LLC | 44656 | Hinge Bio, Inc. | 1804959 | 01/07/2021 | D | $18,000,000 | $10,287,000 |
| ARCADIA SECURITIES, LLC | 44656 | TRUE HEALTH INC. | 1804472 | 02/12/2021 | D | $10,000,000 | $10,000,000 |
| ARCADIA SECURITIES, LLC | 44656 | SCIENTIFIC INDUSTRIES INC | 87802 | 07/01/2021 | D | $9,500,000 | $9,500,000 |
| ARCADIA SECURITIES, LLC | 44656 | Aridis Pharmaceuticals, Inc. | 1614067 | 10/26/2020 | D | $8,429,112 | $8,429,112 |
| ARCADIA SECURITIES, LLC | 44656 | RELMADA THERAPEUTICS, INC. | 1553643 | 06/27/2019 | D | $10,000,000 | $8,002,248 |
| ARCADIA SECURITIES, LLC | 44656 | Better Therapeutics, Inc. | 1832415 | 04/21/2023 | D | $6,500,001 | $6,500,001 |
| ARCADIA SECURITIES, LLC | 44656 | Apexigen, Inc. | 1814140 | 02/14/2023 | D | $5,587,982 | $5,587,982 |