Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARCADIA SECURITIES, LLC | 44656 | SCIENTIFIC INDUSTRIES INC | 87802 | 07/01/2021 | D | $9,500,000 | $9,500,000 |
| ARCADIA SECURITIES, LLC | 44656 | RELMADA THERAPEUTICS, INC. | 1553643 | 07/10/2019 | D/A | $10,000,000 | $8,432,437 |
| ARCADIA SECURITIES, LLC | 44656 | Aridis Pharmaceuticals, Inc. | 1614067 | 10/26/2020 | D | $8,429,112 | $8,429,112 |
| ARCADIA SECURITIES, LLC | 44656 | AseptiScope, Inc. | 1732367 | 01/07/2021 | D/A | $8,735,616 | $8,051,099 |
| ARCADIA SECURITIES, LLC | 44656 | RELMADA THERAPEUTICS, INC. | 1553643 | 06/27/2019 | D | $10,000,000 | $8,002,248 |
| ARCADIA SECURITIES, LLC | 44656 | TERRACAP PARTNERS LP | 1444616 | 11/05/2009 | D/A | $25,000,000 | $6,862,730 |
| ARCADIA SECURITIES, LLC | 44656 | Better Therapeutics, Inc. | 1832415 | 04/21/2023 | D | $6,500,001 | $6,500,001 |
| ARCADIA SECURITIES, LLC | 44656 | Betaliq Inc | 1772435 | 07/26/2019 | D/A | $10,000,000 | $6,001,965 |
| ARCADIA SECURITIES, LLC | 44656 | Apexigen, Inc. | 1814140 | 02/14/2023 | D | $5,587,982 | $5,587,982 |
| ARCADIA SECURITIES, LLC | 44656 | Maxona Pharmaceuticals, Inc. | 1857448 | 05/05/2021 | D | $10,000,000 | $5,555,000 |